What are the major barriers to increased use of modern energy services among the world’s poorest people and are interventions to overcome these effective? (systematic review)
Background
A lack of access to modern energy services among the world’s poor is widely recognised to have negative impacts on their health, education and quality of life, as well as a lack of growth of income at a national and individual scale, further deepening and entrenching their poverty. However, despite the long-standing efforts of many national and international organisations to improve the accessibility of the poor to modern energy services, progress has been slow. Given the uneven record of interventions over many years, there is a large body of literature that attempts to identify what is preventing success (i.e. what are the barriers), and what policies might be implemented to realise widespread access to modern energy services for the world’s poor.
Methods
The review was performed in order to answer the question: (i) “What are the major barriers to increased use of modern energy services among the world’s poorest people”, and (ii) “are interventions to overcome these effective?” A structured, systematic review of academic and grey literature focussed on developing economies, including the BRICS (Brazil, Russia, India, China and South Africa) countries, was conducted according to a detailed search protocol. This included five sets of search terms relating to modern energy services, modern energy technologies, barriers, interventions, and effectiveness measures. Semi-structured interviews were also conducted to triangulate the literature searches and findings. Retrieved papers were then systematically reviewed and included in the study according to a detailed set of criteria related to relevance to the topic of barriers to, and interventions for, modern energy services. In particular, papers were included if relevant to barriers, interventions, lessons learned and geographic focus. Furthermore, each paper was assessed in terms of the quality of its evidence base and foundation for conclusions. Papers which met these criteria as well as a rigorous set of quality criteria for methodological robustness were qualitatively analysed and synthesised into a single narrative.
Results
Despite the large body of work analysing barriers to, and interventions for, using modern energy services, there is a highly uneven spread of coverage and a significant lack of high quality research. Much of the literature focuses on financial barriers and interventions, electricity services, a few technologies, and a small number of developing countries. Within the limited high quality research available, there are constraints to the certainty with which conclusions can be drawn about what barriers are the most important, and what is the relative effectiveness of interventions to overcome them. While this is problematic for policy makers seeking to intervene to increase the use of modern energy services amongst the world’s poorest people, there are areas where evidence is conclusive. It is also important to note that the particular method of conducting a systematic review may exclude significant amounts of evidence from the practitioner literature, which might be reporting valuable knowledge relevant to the focus of this review.
Conclusions
Most of the evidence on economic and technical barriers to energy access is consistent and strong. Specifically, this evidence relates to high upfront costs of energy conversion technologies and grid-connection charges, cost-recovery difficulties, poor performance of equipment, and technical capacities for operation and maintenance. However, evidence for interventions to overcome these is less robust. The weakest evidence concerns political and cultural barriers and associated interventions, despite frequent references to their importance. Moreover, our review highlights the interactions between different types of barriers and interventions. To understand these interactions, and increase the chances that the poor can gain access to modern energy services, analyses of barriers and implementation of interventions should be more systemic. The review concludes with implications for policy, management and research that flow from these conclusions.
Keywords
Modern energy services, Modern energy technologies, barriers, interventions, developing countries, Sub-Saharan Africa
Background
Although there is no simple definition, modern energy services are often identified in terms that contrast them with traditional energy services such as those derived from the burning of biomass in open fires (UN-Energy 2005; Brew-Hammond 2010). As such, the notion tends to combine both energy carriers and associated technologies, together with the benefits to users that these afford: lighting, cooking, heating, transportation, and so forth (UNDP 2005). Examples of modern energy services, therefore, include (among others) electricity from solar home systems (SHSs) for lighting, natural gas burned in modern stoves for cooking and petroleum-based engines for motive power to enable agro-processing (Modi et al. 2005; Practical Action 2010).
A lack of access to modern energy services among the world‟s poor is widely recognised to have negative impacts on their health, education and quality of life, further deepening and entrenching their poverty (DFID 2002; Modi et al. 2005; UNDP-WHO 2009; Bazilian et al. 2010). However, despite the long-standing efforts of many national and international organisations to improve the accessibility of the poor to modern energy services, progress has been slow (Modi et al. 2005). A notable exception to this pattern is the case of China‟s electrification programme, which has achieved about a 99% electrification rate (although 1% of the Chinese population is still a large number of people) (Urban 2009). Nevertheless, the record in China is not entirely one of success: there are significant problems with, for example, the reliability of China‟s electricity supply (Cherni and Kentish 2007). If progress elsewhere continues along current trends, the world‟s energy-poor will remain so, with the current 1.4 billion without access to electricity only falling to 1.2 billion by 2030 and the 2.7 billion who rely on traditional biomass today rising to 2.8 billion over the same period (OECD-IEA 2010). Some interventions have had limited beneficial impacts, while others have worsened the situation for the energy-poor (Karekezi and Sihag 2004).
Given this uneven record of interventions over many years, there is a large body of literature that attempts to identify what is preventing success, and what policies might be implemented to realise widespread access to modern energy services for the world‟s poor. One of the abiding concepts in these analyses is that of barriers to access or to the adoption of technologies that can deliver modern energy services. The UK Department for International Development (DFID) has commissioned this systematic review in order to “neutrally collect, critically appraise and synthesise” the evidence provided in the literature on barriers to the use of modern energy services among the world‟s poorest people, and interventions to remove those barriers, as part of its drive for evidence-based policy making (DFID et al. 2010:1). The final review will provide a robust evidence base to inform DFID‟s policy and practice. DFID has asked the review team to focus on sub-Saharan Africa, but we will conduct our searches in as broad a manner as possible in order to capture lessons learned from lower-middle income countries in other parts of the world. This document sets out the research protocol that will be used to collect, analyse and synthesise the available evidence.